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Yifan Gao

HRT Financial LP

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About Yifan Gao

Yifan Gao is a financial professional with over 6 years of experience in the industry. Yifan Gao currently works at HRT Financial LP as a registered representative. Before joining HRT Financial LP, Yifan Gao worked at OPTIVER US LLC and CITIGROUP GLOBAL MARKETS INC. Yifan Gao holds FINRA licenses for Series 3, 7, 57 and SIE.

Firm Information

Yifan Gao is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yifan Gao’s Registration & Firm History

NY

04/15/2024 - Present

HRT Financial LP (New York NY)

IL

02/25/2019 - 03/17/2023

OPTIVER US LLC (CHICAGO IL)

NY

06/03/2016 - 02/26/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2017

Series 3 - National Commodity Futures Examination

BC

Issued 08/01/2017

Series 57 - Securities Trader Exam

BC

Issued 06/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yifan Gao.
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