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Yichen Chen

Susquehanna Securities, LLC

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About Yichen Chen

Yichen Chen is a registered representative with Susquehanna Securities, LLC. Yichen holds the Series 57TO and SIE licenses. Yichen has 20 approved SRO registrations and one approved FINRA registration. Yichen joined Susquehanna Securities, LLC on June 13, 2023.

Firm Information

Yichen Chen is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yichen Chen’s Registration & Firm History

PA

06/13/2023 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 06/13/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2023

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yichen Chen.
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