Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi? Claim Your ProfileYi Xu is a financial advisor who has been in the industry since 2013. Yi Xu is currently registered with Globalink Securities, Inc. and holds Series 6, SIE and Series 63 licenses. Yi Xu's previous employment was with TRANSAMERICA FINANCIAL ADVISORS, INC where they worked for over 10 years. Yi Xu is registered in 5 states: California, Florida, Nevada, Pennsylvania and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/10/2022 - Present
Globalink Securities, Inc. (Monrovia CA)
WA
10/26/2013 - 12/13/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (BELLEVUE WA)
BC
Issued 03/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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