Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi? Claim Your ProfileYi Xia is a financial professional with over 2 years of experience in the industry. Yi is registered with J.p. Morgan Securities LLC, a firm with over $50 billion in assets under management and a strong reputation for providing comprehensive financial services. Yi holds the Series 99TO and SIE exams, demonstrating expertise in operational aspects of the financial services industry and a broad understanding of securities regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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NY
08/17/2024 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
BC
Issued 08/16/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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