Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi tak michael? Claim Your ProfileYi tak michael Chong is a financial advisor who is currently registered with Santander US Capital Markets LLC in Los Angeles, CA. Yi tak michael Chong has been in the financial services industry since 2022 and has a Series 63, Series 79TO and SIE license. Prior to joining Santander US Capital Markets LLC, Yi tak michael Chong worked at D.A. Davidson & CO. in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/25/2023 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
08/22/2022 - 05/22/2023
D.A. DAVIDSON & CO. (IRVINE CA)
BC
Issued 09/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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