Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi? Claim Your ProfileYi Min is a registered representative at HSBC Securities (USA) Inc. with over 3 years of experience in the financial services industry. Yi has a strong background in investment management and a comprehensive understanding of the financial markets. Yi is licensed to offer a wide range of investment products and services, including stocks, bonds, mutual funds, and variable annuities. Yi is committed to providing personalized financial advice and helping clients reach their financial goals. Yi also holds a Bank Officer position with HSBC Bank (USA) N.A. which allows Yi to provide a comprehensive suite of banking and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/27/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
02/10/2023 - 03/12/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)
NY
02/22/2022 - 01/04/2023
CITIZENS SECURITIES, INC. (New York NY)
NY
11/03/2020 - 02/22/2022
HSBC SECURITIES (USA) INC. (New York NY)
BOTH
Issued 05/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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