Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi? Claim Your ProfileYi Lu is a registered representative with Scotia Capital (usa) Inc. and has been in the industry since 2021. Lu has experience working for J.P. Morgan Securities LLC and Lazard Frères & Co. LLC. Lu holds the Series 63, Series 79TO, and SIE licenses. Lu has a background in investment banking and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/18/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
07/25/2022 - 03/26/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/16/2021 - 08/13/2022
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 07/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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