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Yi Liu

Empirical Research Partners LLC

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About Yi Liu

Yi Liu is a registered investment advisor representative with Empirical Research Partners LLC. Yi has been in the industry since February 2012. Yi holds the Series 7, Series 63, Series 86 and Series 87 licenses. Yi is also a Chartered Financial Analyst (CFA). Yi is currently registered in New York.

Firm Information

Yi Liu is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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Yi Liu’s Registration & Firm History

NY

08/23/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/20/2012

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/22/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yi Liu.
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