Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi? Claim Your ProfileYi Liu is a financial professional with over 10 years of experience in the financial services industry. Yi Liu currently works at Chardan Capital Markets LLC. Yi Liu is registered with FINRA and holds the following securities licenses: Series 63, Series 7, Series 79, Series 87, and SIE. Yi Liu has a strong background in investment banking, research analysis, and securities trading. Yi Liu is committed to providing clients with personalized financial advice and investment strategies that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/22/2010 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NY
10/16/2009 - 05/26/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/10/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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