Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yi-ling? Claim Your ProfileYi-ling Chen is an Investment Advisor Representative with Osaic Institutions, Inc. Yi-ling has over 20 years of experience in the financial services industry. Yi-ling's previous experience includes positions at HSBC Securities (USA) Inc., CITIGROUP GLOBAL MARKETS INC., HSBC BROKERAGE (USA) INC., UBS INTERNATIONAL INC., and UBS WARBURG LLC. Yi-ling is registered with the state of Connecticut, New Jersey, and New York and is a member of FINRA and the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/07/2022 - Present
Osaic Institutions, Inc. (New York NY)
NJ
03/03/2014 - 02/18/2022
HSBC SECURITIES (USA) INC. (FORT LEE NJ)
NJ
08/27/2013 - 02/27/2014
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD NJ)
NJ
01/01/2005 - 08/13/2013
HSBC SECURITIES (USA) INC. (FORT LEE NJ)
NY
04/18/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
09/17/2001 - 07/31/2002
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
08/29/2000 - 09/17/2001
UBS WARBURG LLC (NEW YORK NY)
IA
Issued 05/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Yi-ling Chen is the right advisor for you? Invested Better is here to help.
