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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yeukhei? Claim Your ProfileYeukhei Chan is a financial advisor with over 17 years of experience in the financial services industry. Currently, Yeukhei is a Registered Representative with LPL Financial LLC. Prior to joining LPL, Yeukhei was a Registered Representative with First Allied Securities, Inc. and E*TRADE SECURITIES LLC. Yeukhei is licensed to sell securities in all 50 states and the District of Columbia. Yeukhei holds the Series 7, Series 24, Series 57TO and Series 66 licenses. Yeukhei also holds the SIE license. Yeukhei is a Registered Investment Advisor in California. Yeukhei specializes in providing financial planning, investment management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/07/2013 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/19/2012 - 12/31/2012
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NJ
03/16/2006 - 09/25/2012
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NE
01/24/2005 - 03/14/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 01/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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