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Yerim Lee

Scotia Capital (usa) Inc.

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About Yerim Lee

Yerim Lee is a financial professional registered with Scotia Capital (usa) Inc. Yerim holds the Series 63, Series 79TO and SIE licenses and is licensed in 52 states. Yerim joined Scotia Capital (usa) Inc. on July 17, 2023 and is located in the New York, NY branch office.

Firm Information

Yerim Lee is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yerim Lee’s Registration & Firm History

NY

07/17/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yerim Lee.
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