Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yen? Claim Your ProfileYen Chen is a financial advisor currently registered with Cetera Investment Advisers LLC. Yen Chen is registered with the state of California as a both a broker and an investment advisor, with their main office located in Pasadena. Prior to joining Cetera Investment Advisers LLC, Yen Chen was previously employed with LPL FINANCIAL LLC. Yen Chen has been in the financial industry for over 11 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/01/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
07/19/2023 - 11/14/2023
LPL FINANCIAL LLC (WESTMINSTER CA)
CA
06/23/2018 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CERRITOS CA)
CA
04/24/2014 - 03/13/2017
ACE DIVERSIFIED CAPITAL, INC. (SAN GABRIEL, CA)
CA
01/03/2011 - 05/22/2012
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
CA
07/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (RESEDA CA)
IA
Issued 6/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/3/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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