Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yen? Claim Your ProfileYen Schicke is a financial advisor with Edward Jones, a firm with a strong focus on providing personalized financial guidance to individual investors. Yen has over 16 years of experience in the financial services industry, having previously worked at firms such as Hilltop Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Yen's expertise lies in financial planning, portfolio management, and pension consulting. Yen is registered with the state of Arizona and holds the Series 66, Series 7, Series 52, Series 57, and SIE licenses. Yen also holds the Certified Financial Planner designation. Yen is committed to providing clients with the knowledge and tools they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
01/03/2022 - Present
Edward Jones (TEMPE AZ)
CA
12/23/2011 - 10/28/2015
HILLTOP SECURITIES INC. (ENCINO CA)
CA
04/25/2005 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
NY
10/15/2003 - 04/29/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/24/2002 - 10/06/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2016
Series 57 - Securities Trader Exam
BC
Issued 03/19/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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