Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ye? Claim Your ProfileYe Yuan is a financial professional with over 14 years of experience in the industry. Ye currently works at Santander US Capital Markets LLC, where they have been employed since July 2022. Previously, they were with FHN Financial Securities Corp. from September 2008 until July 2022. Ye is registered in California, New York, and Texas and holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/06/2022 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/03/2008 - 07/08/2022
FHN FINANCIAL SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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