Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ye? Claim Your ProfileYe Chen is an investment advisor representative with Ally Invest Advisors. Ye has been in the industry since August 2019, working previously with Vanguard Marketing Corporation. Ye is registered to provide investment advice in Hawaii. Ye has passed the Series 63, Series 66, and Series 7TO exams. Ye is a licensed agent in the state of Hawaii and specializes in providing financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
12/13/2023 - Present
Ally Invest Advisors (CHARLOTTE NC)
AZ
08/01/2019 - 07/16/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 09/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Ye Chen is the right advisor for you? Invested Better is here to help.
