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Yazmin Cruz

Houlihan Lokey Capital, Inc.

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About Yazmin Cruz

Yazmin Cruz is a registered representative with Houlihan Lokey Capital, Inc. Yazmin is based in Dallas, TX. Yazmin has been in the securities industry since November 6, 2016. Yazmin has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Yazmin Cruz is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yazmin Cruz’s Registration & Firm History

TX

11/07/2016 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yazmin Cruz.
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