Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yassiel? Claim Your ProfileYassiel Rivera is a registered representative with BGC Financial, LP. Yassiel has been in the securities industry since 2011. Yassiel holds Series 7, Series 63, and SIE licenses. Yassiel is registered in Florida, Illinois, and New York. Yassiel was previously registered with Sunrise Brokers LLC and BGC Financial, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2021 - Present
BGC Financial, LP (NEW YORK NY)
NY
12/18/2012 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
01/05/2017 - 04/27/2018
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/07/2011 - 09/11/2012
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 05/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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