Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yasser? Claim Your ProfileYasser Arrocha is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working out of the Chicago, IL office. Yasser Arrocha is registered with the state securities regulators in Arizona, California, Delaware, Florida, Illinois, Indiana, Michigan, New York, Oregon, South Carolina, Tennessee, Texas and Wisconsin. Yasser Arrocha has been a registered representative for 4 years. Yasser Arrocha has passed the SIE, Series 7TO, and Series 66 exams. In addition to being a registered representative, Yasser Arrocha is also an investment advisor representative. Yasser Arrocha has passed the Uniform Combined State Law Examination. Yasser Arrocha has been in the industry for 4 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/31/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
BOTH
Issued 07/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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