Unclaimed
Yasaswini Doguparthi is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 57, and SIE licenses. Yasaswini is currently employed with HRT Execution Services LLC and HRT Financial LP. Previously, Yasaswini was employed with Gelber Securities, LLC. Yasaswini Doguparthi has been in the financial industry since August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2022 - Present
HRT Execution Services LLC (NEW YORK NY)
IL
06/02/2022 - 06/06/2022
GELBER SECURITIES, LLC (CHICAGO IL)
BC
Issued 12/08/2022
Series 57TO - Securities Trader Exam
BC
Issued 06/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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