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Yasaswini Doguparthi

HRT Execution Services LLC

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About Yasaswini Doguparthi

Yasaswini Doguparthi is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 57, and SIE licenses. Yasaswini is currently employed with HRT Execution Services LLC and HRT Financial LP. Previously, Yasaswini was employed with Gelber Securities, LLC. Yasaswini Doguparthi has been in the financial industry since August 2022.

Firm Information

Yasaswini Doguparthi is currently registered with HRT Execution Services LLC. HRT Execution Services LLC is a Limited Liability Company formed in New York on April 24, 2003. The firm has 1 approved SEC registration and 1 approved state registration. The firm has disclosed 9 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yasaswini Doguparthi’s Registration & Firm History

NY

08/09/2022 - Present

HRT Execution Services LLC (NEW YORK NY)

IL

06/02/2022 - 06/06/2022

GELBER SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/08/2022

Series 57TO - Securities Trader Exam

BC

Issued 06/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yasaswini Doguparthi.
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