Unclaimed
Yaron Benjamin Werber is a financial professional with over 18 years of experience in the financial services industry. Yaron is currently registered with TD Securities (usa) LLC and holds the Series 7, Series 63, Series 86, and Series 87 licenses. Yaron has previously been registered with Cowen and Company and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
10/01/2018 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
03/17/2004 - 06/25/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/20/2001 - 03/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 11/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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