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Yaqi Li

J.p. Morgan Securities LLC

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About Yaqi Li

Yaqi Li is a registered representative with J.P. Morgan Securities LLC. Yaqi Li has been in the securities industry since 2013 and holds the Series 6, 7, 63 and 66 securities licenses. Yaqi Li previously worked at HSBC Securities (USA) Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. Yaqi Li is registered to offer investment advice in California, Texas, and Washington.

Firm Information

Yaqi Li is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Yaqi Li’s Registration & Firm History

TX

10/15/2024 - Present

J.p. Morgan Securities LLC (HOUSTON TX)

CA

03/03/2015 - 03/02/2016

HSBC SECURITIES (USA) INC. (ALHAMBRA CA)

CA

10/05/2013 - 12/02/2014

J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)

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Licenses & Designations

BOTH

Issued 08/28/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yaqi Li.
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