Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yapheth? Claim Your ProfileYapheth Norris is a registered representative with Raymond James & Associates, Inc. Yapheth has been in the financial services industry for over a year. Yapheth holds Series 63, Series 65 and Series 7 securities licenses as well as the SIE exam. Yapheth's areas of specialization include investment company products/variable contracts, mutual funds, retirement planning, and investment strategies. Yapheth's previous employment includes J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
09/21/2023 - Present
Raymond James & Associates, Inc. (WASHINGTON DC)
DC
03/21/2022 - 05/12/2023
J.P. MORGAN SECURITIES LLC (Washington DC)
IA
Issued 07/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Yapheth Norris is the right advisor for you? Invested Better is here to help.
