Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yaopa? Claim Your ProfileYaopa Cheng is an investment advisor representative with Wells Fargo Clearing Services, LLC. Yaopa has been in the financial services industry since November 2017. Yaopa is licensed to offer securities in California, Delaware, Hawaii, Nevada, New Jersey, North Carolina, Texas, and Washington. Yaopa has previously worked for J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Transamerica Financial Advisors, Inc. Yaopa specializes in providing financial planning services to high net worth individuals, corporations, and pension and profit-sharing plans. Yaopa is also licensed to offer insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/18/2023 - Present
Wells Fargo Clearing Services, LLC (DIAMOND BAR CA)
CA
05/20/2021 - 10/23/2023
J.P. MORGAN SECURITIES LLC (DIAMOND BAR CA)
CA
04/29/2019 - 05/17/2021
CITIGROUP GLOBAL MARKETS INC. (ROWLAND HEIGHTS CA)
CA
11/28/2017 - 04/29/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (BREA CA)
IA
Issued 11/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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