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Yaohsun Li

DFA Securities LLC

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About Yaohsun Li

Yaohsun Li is a registered representative with DFA Securities LLC, and has been in the industry since March 10, 2024. Yaohsun holds the Series 7TO and SIE licenses. The advisor is currently registered with FINRA.

Firm Information

Yaohsun Li is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yaohsun Li’s Registration & Firm History

NC

03/11/2024 - Present

DFA Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/11/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yaohsun Li.
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