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Yao Wang

Jump Trading, LLC

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About Yao Wang

Yao Wang has been in the securities industry since November 24, 2009. Yao is currently registered with Jump Trading, LLC and is located in New York, NY. Yao previously worked at Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Yao holds several licenses including Series 3, 7, 44, 48, 55, 57TO, and SIE.

Firm Information

Yao Wang is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yao Wang’s Registration & Firm History

NY

06/11/2014 - Present

Jump Trading, LLC (New York NY)

NY

11/29/2010 - 02/27/2014

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

08/14/2009 - 02/27/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2011

Series 44 - PCX Market Maker Exam

BC

Issued 01/10/2011

Series 48 - AMEX Market Maker Exam

BC

Issued 12/29/2010

Series 3 - National Commodity Futures Examination

BC

Issued 03/16/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/13/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yao Wang.
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