Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanning? Claim Your ProfileYanning Shi is a registered representative of Globalink Securities, Inc. with over 9 years of experience in the financial services industry. Yanning is a Series 6 and Series 63 licensed advisor and is currently licensed in California, Illinois and Washington. Yanning previously worked at Transamerica Financial Advisors, Inc. in Kirkland, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/09/2019 - Present
Globalink Securities, Inc. (PASADENA CA)
WA
01/01/2014 - 02/26/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (KIRKLAND WA)
BC
Issued 12/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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