Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanmin? Claim Your ProfileYanmin Xiao is a registered representative with Nylife Securities LLC, holding Series 6 and Series 63 licenses. Xiao has been in the industry since January 18, 2016, and has previously worked with Transamerica Financial Advisors, Inc. Yanmin is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/23/2016 - Present
Nylife Securities LLC (SAN FRANCISCO CA)
CA
12/19/2015 - 02/20/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MOUNTAIN VIEW CA)
BC
Issued 01/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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