Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanmei? Claim Your ProfileYanmei Ke is a financial advisor with Cetera Investment Services LLC. Yanmei has been working in the financial services industry since 2012. Yanmei has a Series 6, Series 7TO, and Series 63 license. Yanmei is registered with FINRA and the state of California. Yanmei is located in Temple City, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/22/2020 - Present
Cetera Investment Services LLC (TEMPLE CITY CA)
CA
01/06/2017 - 04/08/2019
CETERA INVESTMENT SERVICES LLC (ARCADIA CA)
CA
07/16/2015 - 10/27/2016
HSBC SECURITIES (USA) INC. (TEMPLE CITY CA)
CA
10/01/2012 - 05/19/2015
J.P. MORGAN SECURITIES LLC (SAN MARINO CA)
CA
07/10/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARCADIA CA)
BC
Issued 05/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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