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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanlin? Claim Your ProfileYanlin Yu is a financial advisor with Morgan Stanley. Yanlin Yu has been in the industry since September 30, 2016. Yanlin Yu is registered with the state of California as an investment advisor representative and as a broker-dealer. Yanlin Yu is also registered with the state of Texas as an investment advisor representative. Yanlin Yu is a registered representative of Morgan Stanley Smith Barney LLC. Yanlin Yu is also a registered representative of Morgan Stanley Private Bank, N.A. Yanlin Yu has a Series 7TO, Series 6, Series 63, and Series 65. Yanlin Yu is an active member of the financial industry, and Yanlin Yu has a strong commitment to providing their clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/06/2022 - Present
Morgan Stanley (Burlingame CA)
CA
10/01/2016 - 11/15/2021
CITIGROUP GLOBAL MARKETS INC. (MILLBRAE CA)
IA
Issued 05/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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