Unclaimed
Yanira Rojas is a financial advisor with J.P. Morgan Securities LLC. Yanira is a registered representative in 53 states and has been in the industry since 2008. Yanira has worked with Credit Suisse Securities (USA) LLC and First Republic Securities Company, LLC prior to joining J.P. Morgan Securities LLC. Yanira has a broad range of experience in the financial services industry, including portfolio management, financial planning, and retirement planning. Yanira is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/26/2023 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
09/04/2015 - 05/19/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
05/17/2010 - 09/28/2015
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
02/24/2009 - 05/20/2010
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NY
10/21/2008 - 02/25/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/26/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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