Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanique? Claim Your ProfileYanique Anderson is a financial advisor with LPL Financial LLC, a firm headquartered in Fort Mill, South Carolina. Yanique has been in the financial services industry since 2000. Yanique is registered to provide investment advice in Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, and New York. Yanique Anderson is also registered as a Registered Representative in New York. Yanique has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/09/2021 - Present
LPL Financial LLC (RYE BROOK NY)
NY
04/28/2021 - 06/09/2021
M&T SECURITIES, INC. (Whiteplains NY)
NY
02/11/2013 - 04/30/2021
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
11/08/2011 - 11/02/2012
ALLSTATE FINANCIAL SERVICES, LLC (WHITE PLAINS NY)
NY
05/09/2001 - 12/15/2010
CHASE INVESTMENT SERVICES CORP. (BRONX NY)
NY
12/05/2000 - 05/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/09/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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