Unclaimed
Yanina Hart is a financial advisor with Northwestern Mutual Investment Services, LLC. Yanina is registered with the state of New York as a broker-dealer and investment advisor. Yanina is also registered with the state of New Jersey as an investment advisor. Yanina has been in the financial services industry since April 30, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
08/27/2019 - Present
Northwestern Mutual Investment Services, LLC (East Aurora NY)
BC
Issued 10/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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