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Yanik Ariste

Vanguard Marketing Corp.

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About Yanik Ariste

Yanik Ariste is a financial professional licensed in both Florida and North Carolina. Yanik holds the Series 7TO, Series 63, and SIE licenses. Yanik is currently employed at Vanguard Marketing Corp., a firm with an active broker-dealer registration. Yanik's professional career in the financial industry began in 2022.

Firm Information

Yanik Ariste is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yanik Ariste’s Registration & Firm History

NC

09/23/2022 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/03/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yanik Ariste.
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