Unclaimed
Yanik Ariste is a financial professional licensed in both Florida and North Carolina. Yanik holds the Series 7TO, Series 63, and SIE licenses. Yanik is currently employed at Vanguard Marketing Corp., a firm with an active broker-dealer registration. Yanik's professional career in the financial industry began in 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/23/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 10/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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