Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yangmei? Claim Your ProfileYangmei Chen is a Registered Representative with J.p. Morgan Securities LLC. Yangmei has been in the industry since 2003 and has experience with both Broker-Dealer and Investment Advisor roles. Yangmei holds the Series 7, Series 24, Series 63 and Series 65 licenses and holds FINRA and state registrations. Yangmei previously worked at HSBC Securities (USA) Inc. from 2007 until 2020, E*TRADE Securities LLC from 2005 until 2007 and TD Waterhouse Investor Services, Inc. from 2004 until 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/30/2022 - Present
J.p. Morgan Securities LLC (ELMHURST NY)
NY
03/28/2007 - 06/05/2020
HSBC SECURITIES (USA) INC. (WOODSIDE NY)
NY
10/06/2005 - 03/22/2007
E*TRADE SECURITIES LLC (NEW YORK NY)
NE
08/31/2004 - 09/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
02/24/2003 - 09/24/2004
EMPIRE INVESTMENT INC. (FLUSHING NY)
IA
Issued 04/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Yangmei Chen is the right advisor for you? Invested Better is here to help.
