Unclaimed
Yang Tang is a financial professional registered with DWS Distributors, Inc. and has been in the industry since 2012. Yang Tang holds licenses for Series 3, 7, 63 and 66. They are registered with the state of New York. Yang Tang was previously employed at UBS Financial Services Inc. and Deutsche Bank Securities Inc. Their current firm is DWS Distributors, Inc. which is headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/24/2021 - Present
DWS Distributors, Inc. (NEW YORK NY)
NJ
03/08/2016 - 02/25/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/04/2007 - 10/01/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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