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Yang Tang

DWS Distributors, Inc.

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About Yang Tang

Yang Tang is a financial professional registered with DWS Distributors, Inc. and has been in the industry since 2012. Yang Tang holds licenses for Series 3, 7, 63 and 66. They are registered with the state of New York. Yang Tang was previously employed at UBS Financial Services Inc. and Deutsche Bank Securities Inc. Their current firm is DWS Distributors, Inc. which is headquartered in New York, NY.

Firm Information

Yang Tang is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yang Tang’s Registration & Firm History

NY

09/24/2021 - Present

DWS Distributors, Inc. (NEW YORK NY)

NJ

03/08/2016 - 02/25/2020

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

10/04/2007 - 10/01/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/14/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yang Tang.
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