Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yang? Claim Your ProfileYang Shao is a securities professional with over 10 years of experience in the industry. Yang has a broad range of experience, having worked at both Summit Securities Group LLC and ICM Securities, LLC. Yang currently holds a Series 7, Series 24, Series 57, and SIE license. Yang's experience includes working at firms with a focus on securities trading. Yang is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. Yang's most recent employment is with Summit Securities Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/25/2016 - Present
Summit Securities Group LLC (Old Brook IL)
IL
12/23/2010 - 08/13/2013
ICM SECURITIES, LLC (CHICAGO IL)
BC
Issued 06/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 57 - Securities Trader Exam
BC
Issued 12/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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