Unclaimed
Yang Liu is a registered investment advisor representative with Pruco Securities, LLC. Yang has been in the industry since 2001 and holds Series 6, 7, 63, 65 and SIE licenses. Yang is registered in Florida, Massachusetts, Minnesota, New Jersey, New York and South Carolina. Pruco Securities, LLC is a financial services firm headquartered in Newark, New Jersey. The firm offers a variety of financial products and services, including investment advisory, brokerage and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
06/07/2021 - Present
Pruco Securities, LLC (Flushing NY)
IA
Issued 12/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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