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Yang Liu

Pruco Securities, LLC

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About Yang Liu

Yang Liu is a registered investment advisor representative with Pruco Securities, LLC. Yang has been in the industry since 2001 and holds Series 6, 7, 63, 65 and SIE licenses. Yang is registered in Florida, Massachusetts, Minnesota, New Jersey, New York and South Carolina. Pruco Securities, LLC is a financial services firm headquartered in Newark, New Jersey. The firm offers a variety of financial products and services, including investment advisory, brokerage and insurance.

Firm Information

Yang Liu is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Yang Liu’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Flushing NY)

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Licenses & Designations

IA

Issued 12/17/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2003

Series 7 - General Securities Representative Examination

BC

Issued 07/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yang Liu.
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