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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yang li? Claim Your ProfileYang li Wu is a financial advisor with Transglobal Advisory, LLC, and has been in the industry since 2019. Yang li Wu is registered as a broker-dealer in North Carolina, Alabama, California, Georgia, New Jersey, Texas, and Washington and is a Registered Investment Advisor in North Carolina. Yang li Wu specializes in financial planning, retirement planning, and estate planning. Yang li Wu also offers portfolio management services for individuals, businesses, and pooled investment vehicles. Yang li Wu holds the Series 63, Series 65, Series 7TO, and SIE licenses and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Cash management and estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
11/15/2021 - Present
Transglobal Advisory, LLC (Cary NC)
NC
05/07/2019 - 11/18/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (MORRISVILLE NC)
IA
Issued 04/13/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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