Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yang? Claim Your ProfileYang Gui is a registered representative with Globalink Securities, Inc. Yang has been in the securities industry since 2005 and has a Series 7, Series 63, and SIE license. Yang has held prior roles with TRANSAMERICA FINANCIAL ADVISORS, INC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ITG INC. Yang is currently licensed in California, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/27/2018 - Present
Globalink Securities, Inc. (Monrovia CA)
NY
08/27/2014 - 08/20/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)
NY
08/11/2010 - 10/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/21/2005 - 07/20/2010
ITG INC. (NEW YORK NY)
BC
Issued 03/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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