Unclaimed
Yang Chen is a registered representative with Deutsche Bank Securities Inc. Yang has been in the securities industry since 2006. Yang holds Series 7, Series 52TO, Series 53, Series 57TO and Series 63 licenses. Yang is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/16/2006 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
BC
Issued 10/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 06/24/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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