Unclaimed
Yandong Xu is a financial professional with experience in the securities industry. Xu is currently registered with Nylife Securities LLC and previously worked with J.P. Morgan Securities LLC and Chase Investment Services Corp. Xu has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Xu is also licensed by the state of New York through the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2022 - Present
Nylife Securities LLC (BROOKLYN NY)
NY
07/19/2018 - 03/17/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/26/2016 - 01/29/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2012 - 04/08/2015
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
07/23/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/19/2007 - 07/17/2008
NYLIFE SECURITIES LLC (FLUSHING NY)
BC
Issued 01/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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