Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yancy? Claim Your ProfileYancy Dwayne Spivey is a financial professional with over 15 years of experience in the financial services industry. Yancy is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Prior to that, Yancy was a financial professional at First Financial Equity Corporation from October 2018 to April 2022 and Wells Fargo Advisors Financial Network, LLC from July 2017 to November 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
06/29/2023 - Present
Cetera Investment Advisers LLC (DUNCAN OK)
OK
10/18/2018 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (DUNCAN OK)
OK
07/28/2017 - 11/15/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DUNCAN OK)
OK
07/23/2012 - 08/01/2017
EDWARD JONES (DUNCAN OK)
OK
11/21/2007 - 04/16/2012
ARVEST ASSET MANAGEMENT (ADA OK)
BOTH
Issued 02/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Yancy Spivey is the right advisor for you? Invested Better is here to help.
