Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yancy? Claim Your ProfileYancy Dwayne Spivey is a registered representative with Cetera Investment Advisers LLC, a firm with over 100 billion dollars in assets under management. Yancy has been in the financial industry since 2008 and holds various licenses, including the Series 7, Series 10, and Series 66. Yancy's previous experience includes working with several firms such as Edward Jones, Wells Fargo Advisors, and First Financial Equity Corporation. Yancy has experience in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
06/29/2023 - Present
Cetera Investment Advisers LLC (DUNCAN OK)
OK
10/18/2018 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (DUNCAN OK)
OK
07/28/2017 - 11/15/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DUNCAN OK)
OK
07/23/2012 - 08/01/2017
EDWARD JONES (DUNCAN OK)
OK
11/21/2007 - 04/16/2012
ARVEST ASSET MANAGEMENT (ADA OK)
BOTH
Issued 2/5/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/5/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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