Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yancey? Claim Your ProfileYancey O'brien Wade is a financial advisor who has been working in the industry since 2004. Yancey is currently registered as a representative of Sagespring Wealth Partners in Franklin, TN. Previously, Yancey was registered with a variety of firms including Wedbush Securities Inc., Comerica Securities, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC and Citigroup Global Markets Inc. Yancey provides portfolio management for individuals and financial planning services. Yancey is also a registered investment advisor. Yancey holds a number of industry licenses including Series 4, 7, 24, 52, 53, 55, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
12/18/2019 - Present
Sagespring Wealth Partners (FRANKLIN TN)
CA
07/06/2016 - 06/21/2019
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
10/30/2014 - 07/01/2016
COMERICA SECURITIES (LOS ANGELES CA)
CA
04/25/2014 - 10/16/2014
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
07/02/2013 - 04/10/2014
J.P. MORGAN SECURITIES LLC (MONROVIA CA)
CA
06/30/2011 - 05/17/2013
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
04/30/1999 - 07/09/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
10/01/1997 - 04/26/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
09/14/1995 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BOTH
Issued 03/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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