Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yanay? Claim Your ProfileYanay L Garciga is a registered representative and investment advisor representative. Yanay Garciga has been in the industry since February 8, 2008. Garciga is currently registered with HSBC Securities (USA) Inc. in New Jersey and New York. Yanay Garciga is also registered with the state of New Jersey as an Investment Advisor Representative. Previously, Garciga was registered with HSBC Securities (USA) Inc. in New York and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Florida. Garciga has passed the Uniform Combined State Law Examination (Series 66), General Securities Sales Supervisor - Options Module Examination (Series 9), Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/23/2020 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
05/29/2013 - 02/27/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
FL
09/06/2006 - 05/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 09/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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