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Yanan Zhu

Wells Fargo Securities, LLC

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About Yanan Zhu

Yanan Zhu is a registered representative with Wells Fargo Securities, LLC, a firm with a strong presence in the financial services industry. Yanan has been in the industry since 2013 and has a diverse background in securities and investments. Yanan holds the Series 63, 7, 86, 87, 99TO, and SIE licenses, demonstrating a commitment to professional development and expertise. Yanan is dedicated to providing financial guidance and investment solutions to clients across a broad range of financial needs.

Firm Information

Yanan Zhu is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yanan Zhu’s Registration & Firm History

CA

09/14/2015 - Present

Wells Fargo Securities, LLC (SAN FRANCISCO CA)

CA

09/16/2013 - 08/31/2015

BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/27/2013

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/16/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yanan Zhu.
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