Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yana? Claim Your ProfileYana Sandler Mauldin is a financial advisor with Credit Union Investment Services. Yana has been in the financial services industry since 2010. She has a Series 6, 7, 24, 52, 53, 63 and 65 license. Yana is a Certified Financial Planner™ professional and is registered with the state of North Carolina. Yana provides financial planning, portfolio management for individuals, educational seminars, and other advisory services. Yana is also a registered representative with SECU Brokerage Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
07/21/2022 - Present
Credit Union Investment Services (Indian Trail NC)
NC
08/02/2010 - 06/21/2021
SECU BROKERAGE SERVICES (INDIAN TRAIL NC)
IA
Issued 03/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/11/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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