Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yan-zhi? Claim Your ProfileYan-zhi Huang is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Yan-zhi has over 7 years of experience in the securities industry. Yan-zhi is registered to provide investment advice in 18 states. Yan-zhi has passed Series 6, Series 7, Series 63, Series 66 and SIE exams. Yan-zhi is a financial professional with extensive experience in investment management, financial planning, and pension consulting. Yan-zhi has been a part of several prominent firms, including HSBC Securities (USA) Inc. and Wells Fargo Clearing Services, LLC. Yan-zhi specializes in working with individuals, corporations, and businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/07/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFAX VA)
VA
06/20/2018 - 04/24/2020
HSBC SECURITIES (USA) INC. (ARLINGTON VA)
VA
11/18/2013 - 06/08/2018
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON VA)
BOTH
Issued 07/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Yan-zhi Huang is the right advisor for you? Invested Better is here to help.
