Unclaimed
Yan Zhang is a registered representative with Houlihan Lokey Capital, Inc. Yan Zhang's current registration is active in New York. Yan Zhang has passed the Series 63, Series 79TO, and SIE exams. Yan Zhang has been in the industry for 3 months. Yan Zhang is located in New York, NY and is associated with the New York branch office of Houlihan Lokey Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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