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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yan? Claim Your ProfileYan Zhang is an investment advisor representative registered with Cetera Investment Advisers LLC. Yan is registered with FINRA and has been in the industry since 2014. Yan's current location is in Artesia, CA. Yan has passed multiple professional exams, including the Series 66, 63, 65, and 7 exams as well as the SIE exam. Yan specializes in financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals. In addition to their current position with Cetera Investment Advisers LLC, Yan was previously employed with Cetera Investment Services LLC. Yan is committed to providing their clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/05/2018 - Present
Cetera Investment Advisers LLC (Artesia CA)
MN
07/28/2014 - 03/31/2016
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
IA
Issued 03/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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